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PPP projects: Managing bid process

PPP projects: Managing bid process
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Selection of the right private partner in a scientific way for sustainable, effective and viable results is key to the success of a project, Sumit Barua explains in this two-part series that is especially useful for developers.

In public-private partnership (PPP) projects, one of the most impo­rtant activities in the project dev­elopment cycle is the selection of private partner. In any PPP project, the basic obje­ctive is to deliver public utility service on a sustainable basis with the highest level of effi­ciency and cost-effectiveness for a rea­son­ably long concession period, 20-30 years or more. Hence, the selection of right kind of pri­v­ate partner with the requisite technical and financial capability is of utmost importance.

Unlike an EPC contractor, the PPP par­tner is involved for the entire project life and it is like a “marriage” between pub­lic and private entities. The selection process of PPP partner must ensure transp­arency, competitiveness and fairness to secure the best value for money.

Bidding Stages

The bidding for PPP could be single or multi-stage. In such sectors where the spon­soring department has no prior experience in undertaking PPP, it is advisable to per­form the initial market testing by issuing an Expression of Interest (EOI). The EOI would primarily indicate the basic details of the project along with technical and financial qualification expected from the prospective bidders.

The next stage of bidding could be con­ducted either through:

a) One Stage-Two Bid sys­tem or
b) Two Stage-Two Bid system.

In this stage, the more advance bidding docu­ments such as Request-for-Qualification (RFQ), Request-for-Proposal (RFP), Project Information Memorandum (PIM) and Draft Concession Agreement (DCA) are released.

The bidders who have been short-listed in EOI are invited to participate in RFQ/RFP stage. However, in some cases bidders other than those short-listed, who fulfill the EOI conditions are also invited to parti­cipate in RFQ/RFP stage.

The sectors or projects where the spon­soring depar­tment has prior experi­ence, the EOI stage could be skip­ped. The bidding schedule is indicated in the bid doc­uments and it is advisable to conduct a pre-bid meet­ing to get the feed­back on project and released bid docum­ents.

Setting the bidding criteria

Depending on the nature, complexity and size of the proposed project, the project sponsoring department needs to narrow down the necessary and essential qualifi­cations required from the PPP partner for successfully achieving the project deliv­e­rables.

The criteria are primarily technical qualifications based on past relevant exper­ience and financial strength required for undertaking such projects. The bidders may also be asked about their understanding of the project and approach and metho­dology the bidder would apply for successful project delivery. A balance needs to be drawn in setting eligibility criteria so that on one hand, the num­ber of participants should be adequate for real competition and on the other hand, a large participation from non-seri­ous bid­ders may dampen the process.

Quantitative vs Qualitative

The best bid practices involve setting quantitative criteria which are measurable and verifiable. The qua­litative criteria gen­erally leave a room for manipulation and unfairness. In some cases, the criteria can be a combination of quantitative and qua­litative with max­imum marks (>= 90 per cent) for the former.

Data Verification

In the bid document, the bidders are instructed to support their technical and financial qualifications by certified/audited work orders, completion certificates, bal­­a­nce sheet etc. It is advisable to seek dec­laration from bidders on correctness and authenticity of submit­ted documents. In exceptional cases, the facilities of sele­cted bidder may be visited by team of experts after the bid process is complete.

The author is Public Private Partnership Expert, Asian Development Bank, Dehradun.

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